CAPITAL MARKETS COMPLIANCE
Capital Markets Compliance specializes in providing regulatory guidance for financial service firms that offer securities products, including but not limited to private placements, merger & acquisitions, full-service brokerage, and investment advisory services. CMC is known as a leader in compliance & accounting for financial service firms and a trusted advisor to the financial industry for more than 18 years. CMC provides an array of compliance and accounting service solutions designed to help ... improve business performance. CMC delivers a comprehensive suite of services based on our clientsโ individual needs, which includes assistance with regulatory membership applications, such as Broker-Dealer FINRA, SEC & MSRB and Investment Advisor State and SEC. Our ongoing compliance and financial accounting consultation are billed on an hourly basis or we can set up comprehensive compliance and financial annual packaged service plan.
CAPITAL MARKETS COMPLIANCE
Industry:
Accounting Compliance Financial Services
Address:
Atlanta, Georgia, United States
Country:
United States
Website Url:
http://www.cmcompliance.com
Total Employee:
11+
Status:
Active
Contact:
770.263.7300
Technology used in webpage:
SPF SSL By Default Apple Mobile Web Clips Icon Nginx Microsoft Exchange Online Amazon Office 365 Mail Microsoft Azure DNS GoDaddy DNS AWS Global Accelerator
Official Site Inspections
http://www.cmcompliance.com
- Host name: aec037177372cc6cd.awsglobalaccelerator.com
- IP address: 3.33.251.168
- Location: Seattle United States
- Latitude: 47.6348
- Longitude: -122.3451
- Metro Code: 819
- Timezone: America/Los_Angeles
- Postal: 98109

More informations about "Capital Markets Compliance"
The Compliance Organization
The Compliance Organization has the experience-based expertise to ensure your programs are top-notch and your risk is minimized. TCO performs the in-depth independent reviews and comprehensive consulting services that make โฆSee details»
The Benefits of SOC 2 Compliance for Data Security and Client Trust
Nov 26, 2024 The proactive approach required by SOC 2 ensures that your organization is constantly improving its security measures, adapting to new threats, and maintaining the โฆSee details»
About Us - cgcompliance.com
This will consider business requirements and constraints of the organization, including identifying procedures based on our Risk Assessment. Fieldwork. ... [email protected] P | 866.480.9485. About Us. Attestations & โฆSee details»
cgcompliance.com - Security in a World of Uncertainty
โCyberGuard Advantageโ is the brand name under which CyberGuard Advantage, LLC and CyberGuard Compliance, LLP / JPJ & Company CPAs, LLP (Collectively referred to as "CyberGuard Compliance") provide professional services.See details»
6 Reasons Your Organization Needs an IT Compliance Audit
SOC 2 Certification: Step-by-Step Guide to Achieving Compliance
Nov 19, 2024 The draft report process is an opportunity to clarify any misunderstandings or provide additional context to the auditorโs findings. It is also a chance for your organization to โฆSee details»
Attestations & Certifications - cgcompliance.com
ISO 27001 Reporting. For companies who have both US-based clients and international clients, compliance may seem like a cumbersome task. Whereas SOC Audits meet the needs of US-based clients, international clients are โฆSee details»
CyberGuard Compliance - Crunchbase Company โฆ
Contact Email [email protected] Phone Number +1 866-480-9485 CyberGuard provides non discretionary IT compliance and cybersecurity services including SOC, HITRUST and PCI audits, Vulnerability assessments, โฆSee details»
CyberGuard Compliance - Overview, News & Similar companies
Feb 14, 2019 View CyberGuard Compliance (www.cgcompliance.com) location in Nevada, United States , revenue, industry and description. Find related and similar companies as well โฆSee details»
How to Create a SOC 2 Compliance Checklist for Your Business
Dec 24, 2024 Creating a comprehensive SOC 2 compliance checklist requires careful attention to detail and a thorough understanding of your organization's security needs. Understanding โฆSee details»
Cybersecurity - cgcompliance.com
Introducing our comprehensive cybersecurity risk assessment service, designed to safeguard your organization's digital assets and protect them from ever-evolving threats. Built upon the โฆSee details»
Tim Roncevich - Member Board of Directors - LinkedIn
Tim Roncevich is a Partner at CyberGuard Compliance (formerly SSAE 16 Professionals). Tim worked previously at a large global accounting firm, where he specialized in SOC audits.See details»
What is SOC 2 Compliance and Why Does It Matter?
Nov 5, 2024 SOC 2 Compliance and Your Organization. For businesses looking to secure their operations and build trust with clients, SOC 2 compliance is a critical consideration. Not only โฆSee details»
Sajeev Prelis - EVP, Security, Risk, and Compliance at ... - LinkedIn
EVP, Security, Risk, and Compliance at CyberGuard Advantage, LLC · A business-focused Information Technology, Risk Management and Compliance leader with an extensive โฆSee details»
Assessments - cgcompliance.com
Whether your organization is a large enterprise, service provider, or merchant, CyberGuard Advantage offers a comprehensive suite of services to help you achieve and maintain PCI โฆSee details»
SOC 2 Certification Process at a Glance - info.cgcompliance.com
Dec 10, 2024 SOC 2 (System and Organization Controls 2) reports are designed to ensure that service providers securely manage data to protect the privacy and interests of their clients. โฆSee details»
ISAE 3402 Readiness Assessment Audit | CyberGuard
ISAE 3402 was developed to provide an international assurance standard for allowing public accountants to issue a report for use by user organizations and their auditors (user auditors) โฆSee details»
Compliance Management System : 10 Tips for Implementing CMS ...
Dec 22, 2023 Here are the 10 common challenges and tips for implementing Compliance Management System successfully in your organization: 1. Complex Rules & Regulations: In โฆSee details»
SOC 1 Audit Reports - cgcompliance.com
SOC 1. A SOC 1 report is a type of reporting framework designed by the American Institute of Certified Public Accountants (AICPA). The SOC 1 report provides assurance to user entities โฆSee details»
Implementing Trust Services Criteria & COSO Framework
Jan 10, 2019 Your organization is expected to select, develop, and perform ongoing evaluations of the effectiveness of each component of internal control and its functional efficiency. If an โฆSee details»