FINRA

The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect America's investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees nearly 4,580 brokerage firms, about 162,850 branch offices and approximately 630,695 registered securities representatives.

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FINRA

Social Links:

Facebook

Twitter

Industry:

Finance Financial Services Non Profit

Founded:

1936-01-01

Address:

Washington, District Of Columbia, United States

Country:

United States

Website Url:

http://www.finra.org

Total Employee:

1001+

Status:

Active

Contact:

2405274720

Technology used in webpage:

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Current Advisors List

gary-wunderlich_image

Gary Wunderlich Chairman of the FINRA District 5 Committee @ FINRA
Board_member

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Eileen Murray Chair of the Board @ FINRA
Board_member
2020-08-01

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John Brennan Member of the Board of Governors @ FINRA
Board_member

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Brian Buehler West Region Committee Member @ FINRA
Board_member
2022-01-01

shelly-lazarus_image

Shelly Lazarus Member of the Board of Directors @ FINRA
Board_member

carol-anthony-davidson_image

Carol Anthony Davidson Member of the Board of Governors @ FINRA
Board_member

Current Employees Featured

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Richard G. Ketchum
Richard G. Ketchum Chairman & Chief Executive Officer @ FINRA
Chairman & Chief Executive Officer

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Jonathan S. Sokobin
Jonathan S. Sokobin Chief Economist @ FINRA
Chief Economist
2013-05-01

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Todd T. Diganci
Todd T. Diganci Executive Vice President and Chief Financial Officer @ FINRA
Executive Vice President and Chief Financial Officer

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Steven J. Randich
Steven J. Randich Executive Vice President and Chief Information Officer @ FINRA
Executive Vice President and Chief Information Officer

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Michael Rufino
Michael Rufino Executive Vice President, Head of FINRA Member Regulation—Sales Practice @ FINRA
Executive Vice President, Head of FINRA Member Regulation—Sales Practice

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