FINRA
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect America's investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees nearly 4,580 brokerage firms, about 162,850 branch offices and approximately 630,695 registered securities representatives.
FINRA
Industry:
Finance Financial Services Non Profit
Founded:
1936-01-01
Address:
Washington, District Of Columbia, United States
Country:
United States
Website Url:
http://www.finra.org
Total Employee:
1001+
Status:
Active
Contact:
2405274720
Technology used in webpage:
Domain Not Resolving Mobile Non Scaleable Content IPv6 Google BootstrapCDN Amazon Route 53 Apple Whitelist Amazon Elastic Load Balancing Sticky Session Amazon ALB Angular
Current Advisors List
Current Employees Featured
Founder
Newest Events participated
Participated in YHack 2015
on 2015-11-06 as sponsor
Key Employee Changes
| Date | New article |
|---|---|
| 2022-09-01 | Finra names Nathaniel Stankard chief of staff for regulatory operations |
Official Site Inspections
http://www.finra.org Semrush global rank: 67.12 K Semrush visits lastest month: 1.68 M
- Host name: ec2-3-89-170-120.compute-1.amazonaws.com
- IP address: 3.89.170.120
- Location: Ashburn United States
- Latitude: 39.0481
- Longitude: -77.4728
- Metro Code: 511
- Timezone: America/New_York
- Postal: 20149
More informations about "FINRA"
About FINRA
About FINRA FINRA’s mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence. How We Carry Out Our …See details»
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How FINRA Serves Investors and Members | FINRA.org
As a not-for-profit, self-regulatory organization (SRO) with an 85-year history, FINRA’s mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence. We …See details»
Financial Industry Regulatory Authority - Wikipedia
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange …See details»
What It Means to Be Regulated by FINRA | FINRA.org
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2025 Industry Snapshot - FINRA.org
2025 Industry Snapshot FINRA is a private, not-for-profit membership organization that is responsible under federal law for supervising our member firms. FINRA regulates a critical part …See details»
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Jul 25, 2025 As a self-regulatory organization, a key area of focus for FINRA is supporting our member firms—who are at the front lines of protecting their customers—in achieving …See details»
Financial Industry Regulatory Authority (FINRA)
The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization established in 2007 through the consolidation of the National Association of Securities Dealers (NASD) …See details»
Financial Industry Regulatory Authority (FINRA) Definition
Oct 1, 2024 The Financial Industry Regulatory Authority (FINRA) is a nongovernmental organization that writes and enforces rules for brokers and broker-dealers.See details»
What is FINRA and what does it do? - Yahoo Finance
Jun 5, 2024 What is the Financial Industry Regulatory Authority (FINRA)? FINRA is a non-governmental, self-regulatory organization that enforces various rules governing brokers and …See details»
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About Us Mission Established in 2003 by the Financial Industry Regulatory Authority, the FINRA Investor Education Foundation empowers Americans with the knowledge, skills and tools to …See details»
FINRA - LinkedIn
FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers. Only the official, verified social …See details»
FINRA Publishes 2025 Industry Snapshot | FINRA.org
Jul 9, 2025 FINRA published the 2025 Industry Snapshot, the annual statistical report on registered representatives, brokerage firms and market activity that FINRA oversees.See details»
Understanding FINRA - ComparisonAdviser
Apr 26, 2024 FINRA is the successor to a similar organization, known as the National Association of Securities Dealers (NASD), which was founded in 1939 following the Maloney …See details»
What It Means to Be Regulated by FINRA - syndication.finra.org
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Financial Industry Regulatory Authority (FINRA) | Investor.gov
The Financial Industry Regulatory Authority, a self-regulatory organization for the brokerage industry.See details»
Financial Industry Regulatory Authority - What Is It
The Financial Industry Regulatory Authority is a private American self-regulatory organization that governs and regulates exchange markets and brokerage firms. The ultimate agency that …See details»
A Conversation With FINRA Chair Scott Curtis | FINRA.org
Jul 15, 2025 At the 2025 FINRA Annual Conference on May 14, FINRA Chair Scott Curtis discusses topics of interest to FINRA member firms and other stakeholders, in conversation …See details»