HAMPTON SECURITIES
Hampton is a leading Canadian boutique full-service investment dealer delivering wealth management and capital markets services. Supported by almost 40 advisors and associates, we pride ourselves on providing unbiased investment solutions and bespoke service to private and institutional clients. A Hampton advisor can provide recommendations for generating growth or a steady stream of income together with estate planning ideas. Our capital markets professionals offer expertise in a complete range of investment banking services as well as institutional sales and trading.
HAMPTON SECURITIES
Industry:
Banking Consulting Crowdfunding Financial Services Real Estate Venture Capital Wealth Management
Founded:
1996-01-01
Status:
Active
Contact:
(416) 862-7800
Technology used in webpage:
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Current Employees Featured
Investments List
| Date | Company | Article | Money raised |
|---|---|---|---|
| 2021-12-13 | XMachina | Hampton Securities investment in Seed Round - XMachina | 2.46 M USD |
| 2018-01-30 | Pond Technologies | Hampton Securities investment in Venture Round - Pond Technologies | 8.74 M USD |
More informations about "Hampton Securities"
Hampton Securities Limited - Canadian Investment Regulatory …
Hampton Securities Limited. Hampton Securities Limited . 141 Adelaide Street West Suite 1800 Toronto ON M5H 3L5. 416-862-7800. ... Approved by CIRO to be a Participant. Welcome to CIRO.ca! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel. The following sections of the legacy mfda.ca and ...See details»
CIRO to Hold a Disciplinary Hearing for Peter Michael Deeb and …
Feb 27, 2024 Hampton Securities is a Dealer Member of CIRO with a head office in Toronto, Ontario. The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is committed to the protection ...See details»
Recommended Stories - Yahoo Finance Canada
5 days ago Hampton Securities Ltd. is a Dealer Member of CIRO with its head office in Toronto, Ontario. The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.See details»
Our Firm. - hamptonsecurities.com
Hampton Securities Limited is a Member of the Canadian Investor Protection Fund and Canadian Investment Regulatory Organization of Canada. This information, including any opinion, is based on various sources believed to be …See details»
Hearing Notice - CIRO to Hold a Penalty Hearing for …
5 days ago Peter Michael Deeb is the Ultimate Designated Person and a Registered Representative at Hampton Securities Ltd. and, between March 2020 and September 2020, was also its Acting Chief Compliance ...See details»
Hampton Securities Ltd. - Canadian Investment Regulatory …
Hampton Securities Ltd. Hampton Securities Ltd. File Number. Status. Concluded. Outcome. Fine $20,000; Costs $1,500. Relevant documents: File. Re Hampton Securities, 2017 IIROC 37. Welcome to CIRO.ca! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel. The following sections of the legacy ...See details»
Hampton Securities Limited - Crunchbase
Hampton is a leading Canadian boutique full-service investment dealer delivering wealth management and capital markets services. Supported by almost 40 advisors and associates, we pride ourselves on providing unbiased investment solutions and bespoke service to private and institutional clients. A Hampton advisor can provide recommendations forSee details»
Hampton Securities - The Org
Founded in 1996, Hampton Securities is a leading independent full-service investment dealer in Canada, delivering wealth management, capital markets, and estate planning services. Supported by over 40 advisors, investment …See details»
Peter Deeb - Founder and CEO at Hampton Securities - The Org
Hampton Securities now has offices in Toronto, Palm Beach and the UAE. During his role as Chairman of the Ontario District Counsel of the Investment Industry Regulatory Organization of Canada (IIROC, now CIRO), and as Chairman of the National Advisory Committee, Peter helped to encourage a proactive regulatory framework for Canadian investors.See details»
Re DEEB AND HAMPTON SECURITIES IN THE MATTER OF
Canadian Investment Regulatory Organization . Hearing Panel (Ontario District) Heard: September 30, October 2, 3, 4, 7 – 11, 18, November 6, 14, 15, 2024 and January 7, 2025, in Toronto, Ontario . ... Re Deeb and Hampton Securities 2025 CIRO 18 Page 2 of 22 (Hampton) failed to keep and maintain a proper system of books and records and provide ...See details»
Hampton Securities - Leadership Team - The Org
The Leadership Team at Hampton Securities is responsible for steering the company’s strategic vision and ensuring its operational excellence. This team includes the Founder and CEO, CFO, Chief Compliance Officer, COO, and the Managing Director of Investment Banking. Together, they oversee the firm’s wealth management, capital markets, and ...See details»
Meet Our Team - hamptonsecurities.com
Hampton Securities Limited is a Member of the Canadian Investor Protection Fund and Canadian Investment Regulatory Organization of Canada. This information, including any opinion, is based on various sources believed to be …See details»
Hampton Securities Limited Company Profile - Dun & Bradstreet
Find company research, competitor information, contact details & financial data for Hampton Securities Limited of Toronto, ON. Get the latest business insights from Dun & Bradstreet.See details»
Hampton Securities (Age, Career, Net Worth, & More) - EB
Hampton Securities and the Deeb family have overseen investments in volatile international markets throughout Central and Eastern Africa, Asia, the Middle East, and Eastern Europe. ... Hampton Securities Limited is a Member of the Canadian Investor Protection Fund and Investment Industry Regulatory Organization of Canada. Hampton Securities ...See details»
Decision Notice - CIRO Hearing Panel Finds Peter Michael
Apr 28, 2025 Hampton Securities Ltd. is a Dealer Member of CIRO with its head office in Toronto, Ontario. * * * The Canadian Investment Regulatory Organization (CIRO) ...See details»
Hearing Notice - CIRO to Continue Disciplinary Hearing for Peter ...
Nov 27, 2024 A disciplinary hearing in the matter of Peter Michael Deeb and Hampton Securities Limited (Hampton Securities), proceeding before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Investment Dealer and Partially Consolidated Rules on September 30 - October 4, October 7 – 11, 18 and November 6, 14 and 15, 2024, will continue …See details»
Hampton Securities: Going public, raising cash as part of a plan …
May 4, 2016 Hampton’s roll-up strategy comes at a time when the bank-owned dealers are also implementing new approaches: In general they want more of their brokers to be fee-based (in part because the revenue is more predictable); they want more of them working in the branches (because compensation would be lower); they want more of them to achieve higher levels of …See details»
Hearing Notice - CIRO to Continue Disciplinary Hearing for
TORONTO, Nov. 27, 2024 /CNW/ - A disciplinary hearing in the matter of Peter Michael Deeb and Hampton Securities Limited (Hampton Securities), proceeding before a hearing panel of the Canadian ...See details»
Labour & Employment Law Insights - Filion
Nov 15, 2018 Hampton Securities then filed a Notice of Termination on the database maintained by its regulator: IIROC, or the Investment Industry Regulatory Organization of Canada. In the Notice, Hampton Securities stated that Ms. Dean was terminated for cause for failing to follow trading policies and for engaging in unauthorized trading.See details»
Hampton Newsroom. - hamptonsecurities.com
Hampton Securities Limited is a Member of the Canadian Investor Protection Fund and Canadian Investment Regulatory Organization of Canada. This information, including any opinion, is based on various sources believed to be reliable, but its accuracy cannot be guaranteed and is …See details»