LEEDE JONES GABLE
Leede Jones Gable is a finance impact investing company located in Calgary.
LEEDE JONES GABLE
Industry:
Finance Financial Services Impact Investing
Status:
Active
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Current Employees Featured
Investments List
| Date | Company | Article | Money raised |
|---|---|---|---|
| 2020-08-30 | Talon Metals Corp | Leede Jones Gable investment in Post-IPO Equity - Talon Metals Corp | 11.1 M CAD |
More informations about "Leede Jones Gable"
CIRO Hearing Panel issues Reasons for Decision in the matter of …
Feb 8, 2024 · In its reasons for decision, the hearing panel confirmed the fine of $150,000 imposed on Leede. Leede is also required to pay costs in the amount of $15,000. Leede …See details»
CIRO Hearing Panel issues Reasons for Decision in the matter of …
VANCOUVER, BC, Feb. 8, 2024 /CNW/ - Following a settlement hearing held under the Investment Dealer and Partially Consolidated Rules on December 5, 2023 in Vancouver, …See details»
CIRO sanctions dealer’s supervisory lapses - Advisor's Edge
Dec 21, 2023 · A regulatory hearing panel approved a settlement with Calgary-based Leede Jones Gable Inc., which admitted to a handful of supervisory failings. In a settlement with the …See details»
Leede Jones Gable Announces Rebranding to Leede Financial
Founded on a legacy of trust and expertise, Leede Jones Gable (and predecessor firms) has been a trusted partner to clients across Canada since 1965. The rebranding initiative to Leede …See details»
CIRO Hearing Panel issues Reasons for Decision in the matter of …
Feb 8, 2024 · Following a settlement hearing held under the Investment Dealer and Partially Consolidated Rules on December 5, 2023 in Vancouver, British Columbia, a hearing panel of …See details»
CIRO Sanctions Leede Jones Gable Inc.
Leede Jones Gable – Settlement Agreement. The hearing panel’s decision will be made available at www.ciro.ca. Leede Jones Gable is a CIRO-regulated Dealer Member with a head office in …See details»
Leede Financial Inc. - Canadian Investment Regulatory Organization
Jul 4, 2024 · The Canadian Investment Regulatory Organization has been informed that Leede Jones Gable Inc. has changed its name to: Leede Financial Inc. The change is effective July …See details»
Leede Jones Gable fined for failed supervisory and …
Jan 9, 2024 · The Canadian Investment Regulatory Organization (CIRO) published a decision in late 2023, wherein it announced it has accepted a settlement agreement with Leede Jones Gable Inc., after the firm failed to …See details»
Re Leede Jones Gable Inc. - Canadian Investment Regulatory …
¶ 1 This Hearing Panel held a settlement hearing to consider whether to accept a settlement agreement dated November 14, 2023, between Enforcement Staff of the Canadian Investment …See details»
CIRO sanctions dealer’s supervisory lapses - Investment Executive
Dec 21, 2023 · A regulatory hearing panel approved a settlement with Calgary-based Leede Jones Gable Inc., which admitted to a handful of supervisory failings. In a settlement with the …See details»
B.C. investment dealer who oversaw 'unprofitable' …
Feb 13, 2024 · Investment dealer Leede Jones Gable Inc. has been fined $150,000 for failing to “adequately supervise” stockbroker Larry Martin, who had previously admitted to facilitating unprofitable transactions involving millions of …See details»
CIRO Sanctions Leede Jones Gable Inc. - Yahoo Finance
On December 5, 2023, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) accepted a settlement agreement, with sanctions, under the Investment Dealer and …See details»
Hearing Notice - CIRO to Hold a Settlement Hearing for Leede …
Nov 21, 2023 · Leede Jones Gable - Notice of Application. Leede Jones Gable is a CIRO-regulated Dealer Member with a head office in Calgary, Alberta, and business locations across …See details»
Leede Financial • Independent Advice Since 1965
Oct 31, 2011 · Find contact and location information here for all of our branches and over 140 investment advisors. Personal guidance and investments, as well as portfolio management, …See details»
Leede Jones Gable Announces Rebranding to Leede Financial
Founded on a legacy of trust and expertise, Leede Jones Gable (and predecessor firms) has been a trusted partner to clients across Canada since 1965. The rebranding initiative to Leede …See details»
CIRO Sanctions Leede Jones Gable Inc. - Newswire
Dec 21, 2023 · Leede Jones Gable – Settlement Agreement. The hearing panel's decision will be made available at www.ciro.ca. Leede Jones Gable is a CIRO-regulated Dealer Member with …See details»
CIRO Sanctions Leede Jones Gable Inc. - Yahoo Finance Canada
On December 5, 2023, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) accepted a settlement agreement, with sanctions, under the Investment Dealer and …See details»
CIRO to Hold a Settlement Hearing for Leede Jones Gable Inc.
Nov 21, 2023 · Leede Jones Gable is a CIRO-regulated Dealer Member with a head office in Calgary, Alberta, and business locations across Canada, including one in Vancouver, British …See details»
Our Story and History • Leede Financial
Leede Financial Markets Inc. and Jones, Gable and Company joined forces in 2015 to create Leede Jones Gable Inc. In 2024 the firm was renamed Leede Financial Inc. Leede’s …See details»