RAUSCHER PIERCE REFSNES
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More informations about "Rauscher Pierce Refsnes"
About us – RBC Wealth Management – U.S.
After further mergers, two dominant firms emerged: Dain Bosworth (midwest and northwest) and Rauscher Pierce Refsnes (southwest). In 1981, they affiliated under a holding company called …See details»
Dain Rauscher Wessels - Wikipedia
In 1929, J.M. Dain founded J.M. Dain & Co., which would form the core of what would become Dain Rauscher Wessels, in Minneapolis. Dain had moved to Minneapolis in 1922 to represent a Chicago investment firm but by 1929 had decided to start his own firm. However, with the stock market crash of 1929, Merrill Cohen took control of Dain & Co. in 1933 and helped steer it through the See details»
Our history - RBC Wealth Management
After a handful of mergers, two dominant fi rms emerged: Dain Bosworth and Rauscher Pierce Refsnes. Dain focused on serving the midwest and northwest, and Rauscher concentrated on …See details»
RBC Wealth Management USA - History
Rauscher Pierce & Co. founded in Dallas, Texas: 1967: J.M. Dain & Co. merges with Kalman & Co. and Iowa-based Quail & Co. to form Dain, Kalman & Quail (DKQ) 1968: Rauscher Pierce …See details»
Dain Rauscher Corporation -- Company History
1968: Rauscher, Pierce & Co. merges with Phoenix bond house Refsnes, Ely, Beck & Co. 1972: Dain, Kalman & Quail goes public. 1973: Inter-Regional is created as a holding company for …See details»
Inter-Regional Financial Group, Inc. -- Company History
It operates through two subsidiaries that serve clients primarily in the western half of the United States: Dain Bosworth Incorporated, based in Minneapolis, and Rauscher Pierce Refsnes, …See details»
RBC tosses historic Minneapolis Dain name – Twin Cities
Mar 4, 2008 · On Monday, RBC Dain Rauscher in Minneapolis, a unit of Toronto-based Royal Bank of Canada, said it had changed its name to RBC Wealth Management. Dain has been a …See details»
New "Dain Rauscher" Jumps Into Full-Service Firms' Top 10
Dec 1, 1997 · In one fell swoop, Dain Bosworth in Minneapolis and Rauscher Pierce Refsnes in Dallas have combined forces to become the nation's 9th largest full-service brokerage firm, …See details»
BrokerCheck Report RAUSCHER PIERCE REFSNES, INC.
Doing business as RAUSCHER PIERCE REFSNES, INC. This section provides information relating to Direct Owners and Executive Officers as reported by the firm on Form BD. …See details»
RBC Dain Rauscher Incorporated, as successor to Rauscher Pierce …
Aug 13, 2002 · During the relevant time period, Rauscher Pierce Refsnes, Inc., was registered with the Commission as a broker-dealer (File No. 8-27271). Subsequently, Rauscher Pierce …See details»
Rauscher Pierce Refsnes, Inc. now known as Dain Rauscher …
Sep 27, 2001 · Rauscher Pierce Refsnes, Inc., now known as Dain Rauscher Incorporated ("Rauscher") has submitted a letter, dated July 25, 2001, for waiver of the disqualification from …See details»
Dain Rauscher Corporation - Encyclopedia.com
Rauscher Pierce Refsnes and Dain Bosworth became separate companies under IFG. The merger allowed both companies to prosper. RPR added offices in lucrative San Antonio , …See details»
Rauscher Pierce Refsnes, Inc. now known as Dain Rauscher …
Sep 27, 2001 · The Securities and Exchange Commission ("Commission") deems it appropriate, in the public interest, and for the protection of investors to institute public administrative and …See details»
Inter-Regional Financial Group, Inc. | Encyclopedia.com
It operates through two subsidiaries that serve clients primarily in the western half of the United States: Dain Bosworth Incorporated, based in Minneapolis, and Rauscher Pierce Refsnes, …See details»
Rauscher Pierce Refsnes, Inc., Dain Rauscher Incorporated, and …
Apr 6, 2000 · rauscher pierce refsnes, inc., dain rauscher incorporated and james r. feltham respondents. order instituting administrative proceedings, making findings, imposing remedial …See details»
Rauscher Pierce Refsnes, Inc. - Dallas, TX Office Information ...
Rauscher Pierce Refsnes, Inc. has a law office located in Dallas, TX. Martindale-Hubbell provides the office's address, phone number, website, and hours.See details»
Rauscher Pierce Refsnes - Crunchbase Company Profile & Funding
Jun 22, 2018 · Who are Rauscher Pierce Refsnes 's competitors? Alternatives and possible competitors to Rauscher Pierce Refsnes may include Research and Experts, Salt Union Ltd., …See details»
Rauscher Pierce Refsnes, Inc., Dain Rauscher Incorporated, and …
Apr 6, 2000 · The Securities and Exchange Commission today announced that Dain Rauscher Incorporated ("Dain Rauscher") has agreed to pay nearly $13 million in disgorgement, a civil …See details»
Rauscher Pierce Refsnes, Inc. now known as Dain Rauscher …
Sep 27, 2001 · Royal Bank of Canada, the parent company of Rauscher Pierce Refsnes, Inc., now known as Dain Rauscher Incorporated ("Rauscher"), has submitted a letter, dated July …See details»
Rauscher Pierce Refsnes, Inc. and James R. Feltham - SEC.gov
Official websites use .gov A .gov website belongs to an official government organization in the United States. Secure .gov websites use HTTPS A lock ... Rauscher Pierce Refsnes, Inc. and …See details»