RBC DAIN RAUSCHER

RBC Dain Rauscher provides investment advice and services to individual investors in the western United States and investment banking services to corporate and governmental clients nationwide through its principal subsidiary, Dain Rauscher Incorporated. It also clears and settles securities trade on a fully disclosed basis for 166 correspondent brokerage firms. Besides, the company, through its subsidiaries, serves as investment advisor and provides fixed income portfolio management services to a variety of private accounts. The company, formerly known as Dain Rauscher Corporation, was founded in 1909. RBC Dain Rauscher Corp. operates as a subsidiary of RBC USA Holdco Corporation.