RBC DOMINION SECURITIES
RBC Dominion Securities, a trusted resource for all of your wealth management, investing and financial planning needs.
RBC DOMINION SECURITIES
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Industry:
Financial Services
Founded:
1901-01-01
Status:
Active
Investments List
| Date | Company | Article | Money raised |
|---|---|---|---|
| 2022-05-31 | Canadian Utilities | RBC Dominion Securities investment in Post-IPO Debt - Canadian Utilities | 250 M USD |
| 2022-03-28 | Superior Plus | RBC Dominion Securities investment in Post-IPO Equity - Superior Plus | 288 M USD |
| 2022-01-20 | Nomad Royalty Company | RBC Dominion Securities investment in Post-IPO Equity - Nomad Royalty Company | 42.5 M CAD |
| 2020-12-11 | Nomad | RBC Dominion Securities investment in Post-IPO Secondary - Nomad | 25.03 M CAD |
| 2019-04-01 | Park Lawn Corp. | RBC Dominion Securities investment in Post-IPO Equity - Park Lawn Corp. | 143 M CAD |
| 2018-10-03 | Ag Growth International | RBC Dominion Securities investment in Post-IPO Equity - Ag Growth International | 115 M CAD |
| 2016-03-22 | SECURE Energy Services | RBC Dominion Securities investment in Post-IPO Equity - SECURE Energy Services | 150 M CAD |
| 2015-06-30 | Tahoe Resources | RBC Dominion Securities investment in Post-IPO Secondary - Tahoe Resources | 1000 M CAD |
| 2013-06-18 | Kaminak Gold | RBC Dominion Securities investment in Post-IPO Equity - Kaminak Gold | 5.17 M CAD |
| 2013-02-22 | Guyana Goldfields | RBC Dominion Securities investment in Post-IPO Equity - Guyana Goldfields | 100 M CAD |
More informations about "RBC Dominion Securities"
RBC Dominion Securities Inc.
Jan 31, 2024 Today, RBC Dominion Securities is Canada’s leading full-service investment and wealth management firm 1 and is backed by Canada’s leading financial institution. 2 As our … See details»
RBC Dominion Securities - Wikipedia
RBC Dominion Securities Inc. is a Canadian investment brokerage that has been in operation since 1901. The brokerage was founded by George Albertus Cox and was part of a network of financial companies he controlled. In 1973, DS appointed Anthony S. Fell president. Fell set out on an acquisitions spree that saw DS buy eight other brokerages between 1973 and 1996. Following its takeover of A. E. Ames & Company in 1981, DS surpassed Wood Gundy to become Canada'…See details»
Mauricio Bonaguro - The Firm - RBC Wealth Management
At RBC Dominion Securities, we provide the expert advice, personalized approach and sophisticated solutions you need to build and protect wealth – all backed by the strength and … See details»
CIRO Sanctions RBC Dominion Securities Inc.
RBC Dominion Securities Inc. is a CIRO-registered investment dealer. The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all … See details»
Private Trading Office | RBC Dominion Securities
In 2017, Ryan joined RBC Dominion Securities’ Private Trading Office as Vice President, providing multi-asset investment strategy and global trade execution for the PTO’s global ultra … See details»
RBC Dominion Securities Inc. | Canadian Investment Regulatory …
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel. The following sections of the legacy mfda.ca and iiroc.ca sites have been … See details»
Welcome to RBC Dominion Securities
To help you manage your financial affairs, your RBC Dominion Securities advisor provides access to a wide range of services in addition to investment management. Designed to complement … See details»
Former RBC representative sanctioned $315,000 for …
2 days ago A former registered representative with RBC Dominion Securities Inc. has been sanctioned and suspended for six months after admitting to engaging in widespread discretionary trading that resulted in millions in client … See details»
RBC Dominion Securities explained
RBC Dominion Securities was the brand used by Royal Bank of Canada for full service brokerage services, primarily in Canada, and formed part of RBC's Wealth Management and Capital … See details»
RBC DS sanctioned for trading rule breach
Sep 30, 2024 RBC Dominion Securities Inc. (RBC DS) is being fined $1 million for violating trading rules by carrying out a large block trade in an interlisted stock off-market without first getting a regulatory exemption, the Canadian … See details»
Decision Notice - CIRO Hearing Panel issues Reasons …
Nov 5, 2024 Re RBC Dominion Securities 2024 CIRO 76 In their Reasons for Decision, the hearing panel confirmed the fine of $1,000,000 and costs of $15,000. See details»
Decision Notice - CIRO Sanctions RBC Dominion Securities Inc.
Sep 30, 2024 The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading … See details»
CIRO to Hold a Settlement Hearing for RBC Dominion Securities Inc.
Sep 16, 2024 Toronto (Ontario), September 16, 2024 – A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the … See details»
CIRO Hearing Panel issues Reasons for Decision in the matter of …
Nov 5, 2024 RBC Dominion Securities Inc. is a CIRO-registered investment dealer. The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory … See details»
BC stockbroker suspended after $8.7M in client losses - Tri-City …
2 days ago Canadian regulators have suspended a former RBC Dominion Securities stockbroker from Vancouver from registered investment activity. This comes after he was found to be … See details»
Decision Notice - CIRO Sanctions RBC Dominion Securities Inc.
Sep 30, 2024 RBC Dominion Securities Inc. is a CIRO-registered investment dealer. The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory … See details»
Re RBC Dominion Securities & Benson - ciro.ca
¶ 2 The Investment Industry Regulatory Organization of Canada (“IIROC”) gave notices to both parties, dated June 21, 2021, that it would hold hearings to consider whether to accept the … See details»
Scott Murray - RBC Wealth Management
Scott Murray is regional director of RBC Dominion Securities in Central, East and Northern Ontario. Known for his collaborative leadership and for fostering strong partnerships … See details»
Decision Notice - CIRO Hearing Panel issues Reasons for Decision …
Nov 5, 2024 Re RBC Dominion Securities 2024 CIRO 76 In their Reasons for Decision, the hearing panel confirmed the fine of $1,000,000 and costs of $15,000. See details»
Belleville Branch of RBC Dominion Securities Inc ... - RBC Wealth ...
At RBC Dominion Securities, we know that “community” is something we all create. As individuals, families, businesses, and partners, our contributions to our community come back to us in … See details»