SECURITIES AND FUTURES COMMISSION
The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. They derive their investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, they are funded mainly by transaction levies and licensing fees.
SECURITIES AND FUTURES COMMISSION
Social Links:
Industry:
Association Financial Services
Founded:
1989-01-01
Address:
Central, Hong Kong Island, Hong Kong
Country:
Hong Kong
Website Url:
http://www.sfc.hk
Total Employee:
501+
Status:
Active
Email Addresses:
[email protected]
Technology used in webpage:
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Current Advisors List
Current Employees Featured
Official Site Inspections
http://www.sfc.hk
- Host name: 20.189.119.115
- IP address: 20.189.119.115
- Location: Central Hong Kong
- Latitude: 22.2909
- Longitude: 114.15
- Timezone: Asia/Hong_Kong
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May 9, 2025 Maintain close communication with the China Securities Regulatory Commission and other Mainland authorities to facilitate cross-boundary cooperation, and coordinate communication and cooperation between the โฆSee details»
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May 2, 2025 This register lists (1) all licensees (ie, both licensed individuals and licensed corporations) and registered institutions under the Securities and Futures Ordinance (SFO) โฆSee details»
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Mainland-Hong Kong Mutual Recognition of Funds Cooperative arrangements with the CSRC and Mainland exchanges Cooperative arrangements with other Mainland regulatorsSee details»
Securities and Futures Commission (SFC): Definition
Mar 15, 2024 The Securities and Futures Commission (SFC) is a pivotal regulatory body in Hong Kong entrusted with overseeing the functioning of its securities and futures markets. Established under the Securities and Futures โฆSee details»
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Apr 20, 2021 The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. We derive our โฆSee details»
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1 day ago Julia Leung, Hong Kong SFC CEO (left), Grant Vingoe, OSC CEO (centre), and Christina Choi, Executive Director, Investment Products Division, Hong Kong SFC (right) shortly after signing the MoU in ...See details»
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May 9, 2025 The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves โฆSee details»
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Revised on 7 April 2025. This circular sets out the requirements under which the Securities and Futures Commission (SFC) would consider authorising investment funds 1 with exposure to โฆSee details»
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LE Paper 17 is approved by the SFC for meeting the SFCโs enhanced competence requirements for licensed persons of Type 6 (advising on corporate finance) regulated activity intending to โฆSee details»
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Apr 20, 2021 The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. We derive our โฆSee details»
Hong Kong SFC's Licensing Requirements for Family Offices and โฆ
Feb 27, 2025 For applicants with sufficient experience, the SFC will waive the exam requirements to obtain a license to practice in Hong Kong. Nevertheless, the SFC may โฆSee details»
Home | Securities & Futures Commission of Hong Kong
The Securities and Futures Commission (SFC) is the independent statutory body responsible for the regulation of Hong Kong's securities and futures markets. Fraud alert : SFC warns of โฆSee details»
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Apr 1, 2025 Explore the organisational structure of the Securities and Futures Commission (SFC). Understand our governance framework, main departments, and leadership team.See details»
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The Securities and Futures Commission (SFC) is the independent statutory body responsible for the regulation of Hong Kong's securities and futures markets. Fraud alert : SFC warns of โฆSee details»
OSC and the Securities and Futures Commission of Hong Kong โฆ
TORONTO โ The Ontario Securities Commission (OSC) and the Securities and Futures Commission of Hong Kong (SFC) announced that on May 13, 2025, they signed a โฆSee details»
Our Structure | Securities & Futures Commission of Hong Kong
May 9, 2025 Maintain close communication with the China Securities Regulatory Commission and other Mainland authorities to facilitate cross-boundary cooperation, and coordinate โฆSee details»