STIFEL NICOLAUS CANADA INC
Stifel Canada With offices in Calgary, Montreal, and Toronto, Stifel Nicolaus Canada Inc.
Investments List
| Date | Company | Article | Money raised |
|---|---|---|---|
| 2024-02-02 | NiCAN | Stifel Nicolaus Canada Inc investment in Post-IPO Equity - NiCAN | 1.83 M CAD |
| 2021-11-12 | Organto Foods | Stifel Nicolaus Canada Inc investment in Post-IPO Debt - Organto Foods | 8.05 M USD |
| 2020-03-16 | NanoXplore | Stifel Nicolaus Canada Inc investment in Post-IPO Equity - NanoXplore | 25 M CAD |
| 2012-12-21 | Moneta Gold | Stifel Nicolaus Canada Inc investment in Post-IPO Equity - Moneta Gold | 8.07 M USD |
| 2012-03-12 | Champion Iron | Stifel Nicolaus Canada Inc investment in Post-IPO Equity - Champion Iron | 30 M CAD |
| 2012-03-08 | Unigold | Stifel Nicolaus Canada Inc investment in Post-IPO Equity - Unigold | 10.52 M CAD |
More informations about "Stifel Nicolaus Canada Inc"
Stifel Institutional | Canada | Investment Banking
Stifel collectively refers to Stifel, Nicolaus & Company, Incorporated and other affiliated broker-dealer subsidiaries of Stifel Financial Corp. Important Disclosures Stifel Nicolaus Canada Inc. is a member of the Canadian Investment …See details»
Stifel Institutional | Canada Private Client Group
Stifel Nicolaus Canada Inc. is a member of the Canadian Investment Regulatory Organization, the Canadian Investor Protection Fund, the Toronto Stock Exchange and TSX Venture Exchange. …See details»
CIRO Sanctions Stifel Nicolaus Canada Inc. | Canadian Investment ...
Toronto (Ontario), August 23, 2024 – On August 14, 2024, a panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing pursuant to the Investment Dealer and …See details»
Stifel Nicolaus Canada Inc. - Acceptance as a TSX Participating ...
Stifel Nicolaus Canada Inc. - Acceptance as a TSX Participating Organization, TSX Venture Exchange Member and TSX Alpha Exchange Member ... StifelCanadaInquiries@ stifel.com B …See details»
Stifel Nicolaus Canada Inc. is a member of
Stifel Nicolaus Canada Inc. | Member Investment Industry Regulatory Organization of Canada (IIROC) | A subsidiary of Stifel Financial Corp. 145 King Street West, Suite 300 | Toronto, …See details»
Stifel Nicolaus Canada Inc. - LinkedIn
Stifel Nicolaus Canada Inc. | 1,311 followers on LinkedIn. Stifel Canada | With offices in Calgary, Montreal, Toronto, and Vancouver, we are a leading provider of investment banking services ...See details»
CIRO Hearing Panel issues Reasons for Decision in the matter of …
Toronto (Ontario), October 18, 2024 – Following a settlement hearing pursuant to the Investment Dealer and Partially Consolidated Rules held on August 14, 2024, a panel of the Canadian …See details»
CIRO sanctions another ex-trader in disclosure case
Dec 6, 2024 Another former trader at Stifel Nicolaus Canada Inc. is being sanctioned for disclosing potentially confidential information to hedge funds that then traded on that …See details»
Stifel Institutional | Canada | Equities
Stifel Nicolaus Canada Inc. is a member of the Canadian Investment Regulatory Organization, the Canadian Investor Protection Fund, the Toronto Stock Exchange and TSX Venture Exchange. …See details»
Stifel Nicolaus Canada Inc - Crunchbase
Canadian News Wire — Decision Notice - CIRO Sanctions Stifel Nicolaus Canada Inc. Français Funding Round • Feb 2, 2024 NiCAN raised CA$1,830,000 / Post Ipo Equity from Stifel …See details»
Hearing Notice - CIRO to Hold a Settlement Hearing for Stifel …
Jul 31, 2024 Stifel Nicolaus Canada Inc. - Notice of Application ... (CIRO) is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the …See details»
Decision Notice - CIRO Sanctions Stifel Nicolaus Canada Inc.
Aug 23, 2024 Stifel Nicolaus Canada Inc. is a CIRO-regulated dealer member. * * * The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory …See details»
CIRO fines Stifel Nicolaus $475K for failing to protect confidential ...
Aug 23, 2024 Toronto-based Stifel Nicolaus Canada Inc. has agreed to pay the Canadian Investment Regulatory Organization (CIRO) a $475,000 fine for sharing potentially confidential …See details»
Decision Notice - CIRO Sanctions Stifel Nicolaus Canada Inc.
Aug 23, 2024 Pursuant to the settlement agreement, Stifel Nicolaus Canada Inc. agreed to pay a fine of $475,000 and costs of $25,000. The Settlement Agreement is available at: Stifel …See details»
CIRO to Hold a Settlement Hearing for Stifel Nicolaus Canada Inc.
Toronto (Ontario), July 31, 2024 – A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Investment Dealer and …See details»
Hearing Notice - CIRO to Hold a Settlement Hearing for Stifel …
The Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on …See details»
Stifel Canada - Stifel Institutional
Stifel Financial Advisors may only conduct business with residents of the states in which they are properly registered. References to Stifel herein may apply to parent company Stifel Financial …See details»
Canada’s Eight Capital to Shut Down as Stifel Swoops In for Bankers
4 days ago (Bloomberg) -- Canadian investment dealer Eight Capital Corp. is winding down and many of its top staff are headed to Stifel Financial Corp., according to people familiar with the …See details»
Stifel Nicolaus Sticks to Its Buy Rating for Orla Mining (OLA)
4 days ago In a report released today, Stephen Soock from Stifel Nicolaus maintained a Buy rating on Orla Mining (OLA – Research Report), with a price target of C$9.75. The company’s …See details»
Stifel Nicolaus Canada Inc . Conflicts of Interest Disclosure
STIFEL NICOLAUS CANA DA INC. 145 King Street West, Suite 300 Toronto, Ontario M5H 1J8 Tel: +1 (416) 367-8600 . May 2021 . WWW.STIFELCANADA.COM. Stifel Nicolaus Canada …See details»