TETRAGON FINANCIAL GROUP LIMITED

Tetragon Financial Group Limited, or TFG, is a Guernsey closed-ended investment company traded on Euronext Amsterdam N.V. under the ticker symbol “TFG.NA” and on the Specialist Fund Segment of the Main Market of the London Stock Exchange under the ticker symbol “TFG.LN”. TFG's investment objective is to generate distributable income and capital appreciation. It aims to provide stable returns to investors across various credit, equity, interest rate, inflation and real estate cycles. The... company’s investment portfolio comprises a broad range of assets, including a diversified alternative asset management business, TFG Asset Management, and covers bank loans, real estate, equities, credit, convertible bonds and infrastructure. TFG’s fair value(i) net asset value as of 30 September 2016 was approximately $1.9 billion. TFG Asset Management consists of: LCM Asset Management – a CLO loan manager. The GreenOak Real Estate joint venture – a real estate-focused principal investing, lending and advisory firm. Polygon Global Partners – a manager of open-ended hedge fund and private equity vehicles across a number of strategies. Equitix – an integrated core infrastructure asset management and primary project platform. Hawke’s Point – a business that seeks to provide capital to companies in the mining and resource sectors. Tetragon Credit Income Partners (TCIP) - TCIP acts as a general partner of a private equity vehicle that focuses on CLO investments relating to to risk retention rules, including majority stakes in CLO tranches. TCI Capital Management LLC (TCICM) - a CLO loan manager.More