VII PEAKS CAPITAL
Established in 2009, VII Peaks Capital LLC is an investment management firm based in Orinda, California. Their firm invests primarily in discounted corporate fixed income securities and employs a “co-optivist”TM (co-operative activism) approach where they act as cooperative, activist investors who work with senior management teams of target companies to proactively restructure their outstanding corporate debt. Their goal is to generate alpha by working with management teams and other stakeholders to help make the corporate debt they invest in a performing security while helping the target company de-leverage their balance sheet. VII Peaks Capital LLC is a federally registered investment advisor with the United States Securities and Exchange Commission.
VII PEAKS CAPITAL
Industry:
Angel Investment Financial Services Venture Capital
Founded:
2009-01-01
Status:
Active
Contact:
415-983-0127
Technology used in webpage:
PHP Megalayer
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Current Employees Featured
Investments List
| Date | Company | Article | Money raised |
|---|---|---|---|
| 2016-01-26 | Relativity Media | VII Peaks Capital investment in Venture Round - Relativity Media | 100 M USD |
| 2015-04-06 | Relativity Media | VII Peaks Capital investment in Venture Round - Relativity Media | 250 M USD |
Newest Events participated
More informations about "VII Peaks Capital"
SEC Charges Investment Adviser with Taking Unapproved and …
June 4, 2021 - The Securities and Exchange Commission today announced settled charges against San Francisco Bay Area-based investment adviser VII Peaks Capital, LLC (VII Peaks) and its co-owner and managing member, Gurprit Chandhoke, for breaching their fiduciary duty …See details»
VII Peaks Capital - Crunchbase Investor Profile
Established in 2009, VII Peaks Capital LLC is an investment management firm based in Orinda, California. Their firm invests primarily in discounted corporate fixed income securities and employs a “co-optivist”TM (co-operative activism) …See details»
VII Peaks Co-Optivist Income BDC II Investors May Have …
Dec 6, 2022 · VII Peaks Manager, an investment management firm based in Orinda, California, reportedly invests primarily in discounted corporate fixed income securities and employs a “co …See details»
UNITED STATES OF AMERICA Before the SECURITIES AND …
Jun 4, 2021 · VII Peaks is the investment adviser to the BDC and private funds, and manages their assets, including selecting the appropriate investments. According to its most recently …See details»
Gurprit Chandhoke and VII Peaks Capital, LLC - SEC.gov
VII Peaks Capital, LLC, located in Walnut Creek, California, was founded in 2009 and has been registered with the Commission as an investment adviser since June 2010. VII Peaks is …See details»
VII PEAKS CAPITAL, LLC Company Profile - Dun & Bradstreet
Find company research, competitor information, contact details & financial data for VII PEAKS CAPITAL, LLC of Orinda, CA. Get the latest business insights from Dun & Bradstreet.See details»
VII Peaks Capital Company Profile: Financings & Team
VII Peaks Capital is an investment management firm that solely invests in discounted corporate fixed income securities. The firm focusing primarily on corporate debt investments and venture capital investments.See details»
CCO settles SEC fraud case - regcompliancewatch.com
Jun 5, 2021 · Michelle E. MacDonald, the Chief Financial Officer of VII Peaks Co-Optivist Income BDC II, Inc. (the “BDC”), a business development company, and Vice President of Compliance at VII Peaks Capital, LLC (“VII Peaks”), the …See details»
Vii Peaks Capital LLC (Walnut Creek) | Adviser Rankings - wallmine
Vii Peaks Capital LLC is an investment adviser to a business development company based in Walnut Creek. It manages $48.79 million of regulatory assets for 8 client accounts. It has been …See details»
VII Peaks Capital LLC - Company Profile and News
VII Peaks Capital, LLC provides investment management services. The Company invests in equity, fixed income, and mortgage markets, as well as offers investment consulting services. …See details»
IAPD - Investment Adviser Public Disclosure - Homepage
Dec 7, 2010 · The Commission finds that these proceedings arise out of breaches of fiduciary duty by registered investment adviser VII Peaks Capital, LLC ("VII Peaks"), and Gurprit …See details»
CCO settles SEC charges of causing firm to breach fiduciary duties
Jun 7, 2021 · The SEC announced settled charges with the chief compliance officer of investment adviser VII Peaks Capital for her alleged role in causing the firm to breach fiduciary duties.See details»
VII Peaks Capital Lawsuit Investigation *UPDATE*
Jan 18, 2022 · The SEC’s order alleged that late 2015 through 2017, VII Peaks and its co-owner breached their fiduciary duty to VII Peaks Co-Optivist Income BDC II, Inc. a business …See details»
VII Peaks Capital - Blue Vault
Jun 4, 2021 · Established in 2009, VII Peaks Capital LLC is an investment management firm based in Orinda, California. In a June 4, 2021, statement the Securities and Exchange …See details»
VII Peaks Capital - Contacts, Employees, Board Members
VII Peaks Capital has 3 current employee profiles, including Managing Partner Stephen F. Shea.See details»
In the Matter of Gurprit Chandhoke and VII Peaks Capital, LLC
Jun 4, 2021 · In the Matter of Gurprit Chandhoke and VII Peaks Capital, LLC Administrative Proceeding File No.: 3-20359 Date Filed: June 4, 2021 Date of Qualifying Judgment/Order: …See details»
KBR Capital Partners announces tactical joint venture with VII …
May 5, 2011 · KBR Capital Partners has partnered with VII Peaks Capital to form VII Peaks-KBR in order to build a platform featuring investment programs utilising the VII Peaks Capital Co …See details»
VII Peaks Capital - Investments, Portfolio & Company Exits
Jan 26, 2016 · VII Peaks Capital has made 2 investments. Their most recent investment was on Jan 26, 2016, when Relativity Media raised. How many investments has this organization …See details»
KBR Capital Partners Announces Tactical Joint Venture with VII …
Apr 20, 2011 · San Francisco based VII Peaks Capital has partnered with KBR to form VII Peaks-KBR in order to build a platform featuring investment programs utilizing the VII Peaks Capital …See details»
Rudolph Galera - Chief Operating Officer and Partner @ VII Peaks ...
Rudolph Galera is a Chief Operating Officer and Partner at VII Peaks Capital, LLC. Rudolph Galera attended University of California, Berkeley.See details»