VII PEAKS CAPITAL

vii-peaks-capital-logo

Established in 2009, VII Peaks Capital LLC is an investment management firm based in Orinda, California. Their firm invests primarily in discounted corporate fixed income securities and employs a โ€œco-optivistโ€TM (co-operative activism) approach where they act as cooperative, activist investors who work with senior management teams of target companies to proactively restructure their outstanding corporate debt. Their goal is to generate alpha by working with management teams and other stakeholders to help make the corporate debt they invest in a performing security while helping the target company de-leverage their balance sheet. VII Peaks Capital LLC is a federally registered investment advisor with the United States Securities and Exchange Commission.

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VII PEAKS CAPITAL

Industry:
Angel Investment Financial Services Venture Capital

Founded:
2009-01-01

Status:
Active

Contact:
415-983-0127

Technology used in webpage:
PHP Megalayer


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Current Employees Featured

stephen-f-shea_image

Stephen F. Shea
Stephen F. Shea Managing Partner @ VII Peaks Capital
Managing Partner

rudolph-galera_image

Rudolph Galera
Rudolph Galera Chief Operating Officer and Partner @ VII Peaks Capital
Chief Operating Officer and Partner
2013-08-01

not_available_image

Rudolph A. Galera
Rudolph A. Galera COO & Partner @ VII Peaks Capital
COO & Partner
2013-08-01

Investments List

Date Company Article Money raised
2016-01-26 Relativity Media VII Peaks Capital investment in Venture Round - Relativity Media 100 M USD
2015-04-06 Relativity Media VII Peaks Capital investment in Venture Round - Relativity Media 250 M USD

Newest Events participated

flight-2-freedom-f2f_event_image Participated in Flight 2 Freedom (F2F) on 2015-07-29 as sponsor

More informations about "VII Peaks Capital"

SEC Charges Investment Adviser with Taking Unapproved and โ€ฆ

Jun 4, 2021 ADMINISTRATIVE PROCEEDING File No. 3-20359; 3-20360. June 4, 2021 - The Securities and Exchange Commission today announced settled charges against San Francisco Bay Area-based investment adviser VII Peaks Capital, LLC (VII Peaks) and its co-owner and โ€ฆSee details»

VII Peaks Capital - Crunchbase Investor Profile

Established in 2009, VII Peaks Capital LLC is an investment management firm based in Orinda, California. Their firm invests primarily in discounted corporate fixed income securities and employs a โ€œco-optivistโ€TM (co-operative activism) โ€ฆSee details»

VII Peaks Capital Lawsuit Investigation *UPDATE*

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VII Peaks Co-Optivist Income BDC II Investors May Have โ€ฆ

Dec 6, 2022 In 2021, the Securities and Exchange Commission (โ€œSECโ€) announced settled charges against investment adviser VII Peaks Capital, LLC (โ€œVII Peaks Managerโ€) and its co โ€ฆSee details»

VII Peaks Capital Company Profile: Financings & Team

VII Peaks Capital is an investment management firm that solely invests in discounted corporate fixed income securities. The firm focusing primarily on corporate debt investments and venture capital investments. The firm invests โ€ฆSee details»

CCO settles SEC fraud case - regcompliancewatch.com

Jun 5, 2021 Michelle E. MacDonald, the Chief Financial Officer of VII Peaks Co-Optivist Income BDC II, Inc. (the โ€œBDCโ€), a business development company, and Vice President of Compliance at VII Peaks Capital, LLC (โ€œVII Peaksโ€), the โ€ฆSee details»

VII PEAKS CAPITAL, LLC Company Profile - Dun & Bradstreet

Find company research, competitor information, contact details & financial data for VII PEAKS CAPITAL, LLC of Orinda, CA. Get the latest business insights from Dun & Bradstreet.See details»

VII Peaks Capital - Blue Vault

Jun 4, 2021 About VII Peaks Capital Established in 2009, VII Peaks Capital LLC is an investment management firm based in Orinda, California. In a June 4, 2021, statement the โ€ฆSee details»

VII Peaks Capital LLC - Company Profile and News

VII Peaks Capital, LLC provides investment management services. The Company invests in equity, fixed income, and mortgage markets, as well as offers investment consulting services.See details»

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Dec 14, 2021 VII Peaks Capital LLC is an investment management firm based in California. firm VII Peaks Capital LLC invests primarily in discounted corporate fixed income securities and โ€ฆSee details»

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VII Peaks Capital is an investment management firm that solely invests in discounted corporate fixed income securities. The firm focusing primarily on corporate debt. Relevant investments. โ€ฆSee details»

VII PEAKS CAPITAL, LLC Top 13F Holdings - WhaleWisdom.com

VII Peaks Capital is based out of San Francisco. VII Peaks Capital is a hedge fund with 3 clients and discretionary assets under management (AUM) of $27,599,466 (Form ADV from 2021-06 โ€ฆSee details»

Vii Peaks Capital, Llc in San Francisco, California - EIN TaxId

Organization Name: Vii Peaks Capital, Llc: IRS EIN (Taxpayer Id) 26-4734904: Doing Business As: Vii Peaks Capital Llc: Type of business: Business Address and Contact Details: Business โ€ฆSee details»

VII Peaks Capital - Investments, Portfolio & Company Exits

Jan 26, 2016 VII Peaks Capital has made 2 investments. Their most recent investment was on Jan 26, 2016, when Relativity Media raised. obfuscated. obfuscated. Unlock for free . ... Which โ€ฆSee details»

VII Peaks Capital - Contacts, Employees, Board Members

VII Peaks Capital has 3 current employee profiles, including Managing Partner Stephen F. Shea. Stephen F. Shea Managing Partner. Rudolph Galera Chief Operating Officer and Partner. โ€ฆSee details»

VII Peaks Capital - Overview, News & Similar companies - ZoomInfo

Apr 26, 2021 Who is VII Peaks Capital. Established in 2009, VII Peaks Capital LLC is an investment management firm based in Orinda, California. Our firm invests primarily in โ€ฆSee details»

Vii Peaks Capital LLC | BBB Business Profile - Better Business Bureau

Vii Peaks Capital LLC. 4 Orinda Way Ste 125A. Orinda, CA 94563-2536. View Service Area. BBB Accreditation & Rating. Vii Peaks Capital LLC is NOT a BBB Accredited Business.See details»

BDC dumps distributor over financial issues - Investment News

Apr 10, 2013 VII Peaks Capital has $46.2 million in total assets, according to its Form ADV. SEC filings show that VII Peaks and KBR had four other offerings, but those were private and not โ€ฆSee details»

VII Peaks Capital LLC - Dun & Bradstreet

Vii Peaks Capital Llc was founded in 2010, and is located at 100 Pine St Fl 5 in San Francisco. Additional information is available at www.viipeakscapital.com or by contacting Gurpreet โ€ฆSee details»

VII Peaks Capital - Golden

VII Peaks Capital is an investment management firm based in Orinda, California. Overview Structured Data Issues Contributors Activity. ContentsSee details»